Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Cutfield Freeman & Company Limited
FRN 195432
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Apr 2026)
- CF10 Compliance Oversight (12 May 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 May 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (20 May 2003 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.