Nicholas Michael How

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vintage Wealth Management Limited

    FRN 593380

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Oct 2013)
  • Simmons Gainsford Financial Services Limited

    FRN 449588

    • (2)Employed By (since 30 Dec 2015)
    • (17)Employed By (4 Feb 2014 to 24 Dec 2015)
  • Gravita Wealth Limited

    FRN 192082

    • (5)Employed By (since 26 Jun 2015)
    • (16)Employed By (30 Aug 2013 to 18 Jun 2015)
  • BKL Wealth Management Limited

    FRN 607954

    • Employed By (since 26 Nov 2013)
  • Temple Financial Services Limited (no longer approved here)

    FRN 617890

    • Employed By (25 Mar 2014 to 17 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.