Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (7 Jun 2013 to 8 Dec 2019)
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- CF30 Customer (13 Jan 2011 to 9 May 2012)
- CF1 Director (AR) (13 Jan 2011 to 9 May 2012)
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- CF1 Director (AR) (17 Sep 2009 to 24 Feb 2011)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2009)
- CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Sep 2006 to 9 Mar 2007)
- CF1 Director (AR) (26 Sep 2006 to 15 Dec 2009)
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- CF1 Director (AR) (9 Jul 2004 to 3 Oct 2006)
- CF7 Sole Trader (AR) (1 Dec 2001 to 9 Jul 2004)
- CF21 Investment Adviser (1 Dec 2001 to 23 Oct 2003)
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- (3)Employed By (12 Feb 2001 to 3 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.