Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 24 Jul 2025)
- [FCA CF] Client dealing (since 9 Oct 2023)
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- [FCA CF] Manager of certification employee (23 Mar 2023 to 8 Oct 2023)
- [FCA CF] Client dealing (23 Mar 2020 to 8 Oct 2023)
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- CF30 Customer (3 Feb 2011 to 10 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.