Nicholas McSloy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • SMF22 Other Local Responsibility (10 Jan 2024 to 16 Jan 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Jan 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 10 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (14 Jun 2005 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • SMF22 Other Local Responsibility (10 Jan 2024 to 16 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 10 Jan 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 10 Jan 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jan 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • SMF18 Other Overall Responsibility (10 Jan 2024 to 16 Jan 2025)
    • [FCA CF] Client dealing (7 Sep 2021 to 10 Jan 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 13 Jun 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 13 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (31 Dec 2004 to 31 Oct 2007)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • CF30 Customer (12 Jul 2012 to 24 Oct 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Feb 2009 to 21 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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