Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Manager of certification employee (21 Oct 2024 to 16 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2026)
    • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (21 Oct 2013 to 17 Apr 2015)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF29 Significant management (17 May 2010 to 31 Aug 2013)
    • CF30 Customer (17 May 2010 to 8 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.