Nicholas Mark Richard Fletcher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
  • LONDON WALL PARTNERS LLP (no longer approved here)

    FRN 583354

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2025)
    • SMF27 Partner (9 Dec 2019 to 22 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2025)
    • CF11 Money Laundering Reporting (30 Nov 2012 to 23 Oct 2014)
    • Responsible for Insurance Mediation (30 Nov 2012 to 23 Oct 2014)
    • CF4 Partner (30 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Nov 2012 to 23 Oct 2014)
    • CF30 Customer (30 Nov 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.