Nicholas Mark Hartley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
    • CF29 Significant management (25 Jul 2017 to 28 Jun 2019)
    • CF30 Customer (8 Jul 2014 to 28 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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