Nicholas Luke Harrison

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pennymatters Limited

    FRN 530681

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
  • Trussle Lab Ltd (no longer approved here)

    FRN 924229

    • [FCA CF] Functions requiring qualifications (3 Nov 2021 to 7 Jul 2022)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2021 to 28 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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