Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Union Bancaire Privée (UK) Limited
FRN 119250
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 31 Jan 2019)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.