Nicholas Law

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 6 Oct 2025)
    • [FCA CF] Material risk taker (22 Nov 2019 to 10 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 10 Jun 2003)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 6 Oct 2025)
    • [FCA CF] Material risk taker (22 Nov 2019 to 10 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 10 Jun 2003)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Mar 2022)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 10 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.