Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
    • [FCA CF] Client dealing (since 27 Jan 2025)
  • GODDARD PERRY CONSULTING LIMITED (no longer approved here)

    FRN 125376

    • [FCA CF] Client dealing (3 Jul 2023 to 6 Dec 2024)
    • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 6 Dec 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (3 Oct 2022 to 28 Apr 2023)
    • CF30 Customer (10 Jun 2022 to 28 Apr 2023)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (10 Jun 2022 to 28 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.