Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Investor Services Trust
FRN 435052
- [FCA CF] CASS oversight function (since 1 Jan 2026)
- [FCA CF] Material risk taker (since 1 Nov 2019)
- SMF22 Other Local Responsibility (23 Jan 2024 to 12 May 2025)
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RBC Europe Limited
FRN 124543
- [FCA CF] Material risk taker (since 1 Nov 2019)
- SMF18 Other Overall Responsibility (23 Jan 2024 to 12 May 2025)
- [FCA CF] CASS oversight function (1 Nov 2019 to 21 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.