Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Providential Finance Limited
FRN 553610
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.