Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF30 Customer (1 Nov 2007 to 13 Nov 2017)
    • CF21 Investment Adviser (1 Aug 2007 to 1 Aug 2007)
    • CF26 Customer Trading (1 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (19 Apr 2007 to 1 Aug 2007)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF27 Investment Management (9 Mar 2007 to 9 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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