Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (6 Oct 2023 to 17 Nov 2023)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (7 Dec 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (7 Oct 2009 to 7 Oct 2015)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.