Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allspring Global Investments (UK) Limited
FRN 190608
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (6 Oct 2023 to 17 Nov 2023)
- CF30 Customer (8 May 2019 to 8 Dec 2019)
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- CF30 Customer (7 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (7 Oct 2009 to 7 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 1 Sep 2008)
- CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 1 Sep 2008)
- CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.