Nicholas John Tate

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 3 Jun 2009)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF21 Investment Adviser (27 Jun 2005 to 27 Jul 2007)
    • CF26 Customer Trading (23 Mar 2004 to 27 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.