Nicholas John Richard Hanson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nick Hanson Associates Limited

    FRN 624969

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (10 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
  • Nick Hanson Associates Ltd (no longer approved here)

    FRN 214516

    • (2)Employed By (1 Dec 2001 to 10 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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