Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Material risk taker (25 Feb 2021 to 8 Jul 2022)
    • [FCA CF] Client dealing (25 Feb 2021 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (25 Feb 2021 to 31 Dec 2024)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 31 Dec 2024)
    • [FCA CF] Material risk taker (25 Feb 2021 to 8 Jul 2022)
    • [FCA CF] Client dealing (25 Feb 2021 to 31 Dec 2024)
    • CF30 Customer (10 Jul 2017 to 8 Dec 2019)
  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF30 Customer (7 Apr 2014 to 15 Nov 2016)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF30 Customer (31 Aug 2012 to 12 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.