Nicholas John O'Neill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 24 Jun 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Jun 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Jun 2022)
    • CF30 Customer (14 Nov 2012 to 6 Mar 2016)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (8 Sep 2010 to 10 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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