Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shop Direct Finance Company Limited
FRN 312190
- SMF1 Chief Executive (since 14 Oct 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Oct 2024)
- SMF4 Chief Risk (9 Dec 2019 to 14 Oct 2024)
- CF10 Compliance Oversight (11 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Jun 2019 to 8 Dec 2019)
- CF1 Director (11 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.