Nicholas John Light

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF21 Investment Adviser (27 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 27 Feb 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.