Nicholas John Lawson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castlegate Financial Management Limited

    FRN 169777

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 30 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (2 Nov 2020 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 30 Sep 2021)
  • Newporte Financial Management Limited (no longer approved here)

    FRN 220974

    • (1)Employed By (5 Apr 2005 to 1 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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