Nicholas John Kounis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MORGAN STERLING LIMITED

    FRN 302304

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 28 Apr 2016)
    • Responsible for Insurance Mediation (6 Sep 2010 to 30 Sep 2018)
    • CF1 Director (6 Sep 2010 to 8 Dec 2019)
  • BOND FINANCE LIMITED (no longer approved here)

    FRN 310399

    • CF10 Compliance Oversight (12 Jun 2009 to 1 May 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Jul 2008)
    • CF1 Director (31 Oct 2004 to 13 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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