Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 28 Jun 2024)
    • [FCA CF] Manager of certification employee (13 Oct 2021 to 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Jun 2024)
    • CF30 Customer (5 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.