Nicholas John Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (9 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2004 to 9 Jul 2004)
  • Throgmorton Associates Wealth Management Ltd

    FRN 503420

    • Employed By (since 17 Mar 2021)
  • Nick Jones (no longer approved here)

    FRN 416565

    • (3)Employed By (8 Dec 2004 to 23 Apr 2021)
  • Harwood Gough Associates (no longer approved here)

    FRN 206128

    • Employed By (1 Dec 2001 to 12 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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