Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (29 May 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (7 Dec 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (7 Dec 2004 to 14 May 2015)
    • CF4 Partner (7 Dec 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Dec 2004 to 31 Mar 2009)
    • CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Dec 2004 to 14 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.