Nicholas John Gregory

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Boston and Alexander LLP
FRN 543477
- CF2 Non Executive Director (AR) (since 15 Nov 2023)
ESKMUIR FM LIMITED
FRN 990604
- (1)Employed By (since 15 Nov 2023)
Langham Hall Fund Management LLP
FRN 746018
- CF1 Director (AR) (since 18 Sep 2017)
- CF30 Customer (since 18 Sep 2017)
Waypoint Investment Management Limited
FRN 788540
- Employed By (since 18 Sep 2017)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF27 Investment Management (1 Dec 2001 to 20 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.