Nicholas John Evans

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Nov 2011)
    • CF30 Customer (since 29 Nov 2011)
  • AFS Wealth Management Ltd

    FRN 568936

    • (1)Employed By (since 29 Nov 2011)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (24 Jul 2009 to 20 Dec 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (14 Feb 2002 to 28 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AFS Wealth Management Ltd

  2. controlled function added: (1)Employed By at AFS Wealth Management Ltd