Nicholas John Cox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prosperity Financial Services Ltd (no longer approved here)

    FRN 400448

    • (7)Employed By (30 Jul 2009 to 15 Dec 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (30 Jul 2009 to 15 Dec 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (22 Jan 2008 to 1 Aug 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (27 Oct 2005 to 30 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.