Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (16 Jan 2009 to 13 Oct 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 13 Oct 2009)
    • CF14 Risk Assessment (7 Mar 2006 to 28 Aug 2007)
    • CF10 Compliance Oversight (7 Mar 2006 to 28 Aug 2007)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF10 Compliance Oversight (7 Mar 2006 to 28 Aug 2007)
    • CF14 Risk Assessment (7 Mar 2006 to 28 Aug 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF10 Compliance Oversight (7 Mar 2006 to 28 Aug 2007)
    • CF14 Risk Assessment (7 Mar 2006 to 28 Aug 2007)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF14 Risk Assessment (7 Mar 2006 to 28 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.