Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pinnacle Financial Contracts Limited
FRN 668117
- SMF16 Compliance Oversight (since 15 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Jul 2015 to 8 Dec 2019)
-
- SMF27 Partner (9 Dec 2019 to 23 Apr 2025)
- CF4 Partner (27 Oct 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.