Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 15 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jul 2015 to 8 Dec 2019)
  • Peace of Mind Group DM LLP (no longer approved here)

    FRN 672991

    • SMF27 Partner (9 Dec 2019 to 23 Apr 2025)
    • CF4 Partner (27 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.