Nicholas John Baines

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Sep 2025)
    • [FCA CF] Client dealing (since 25 Sep 2025)
  • Belmayne Independent Financial Services LLP (no longer approved here)

    FRN 409714

    • [FCA CF] Client dealing (1 Feb 2021 to 25 Sep 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 25 Sep 2025)
  • FUTURES ASSURED LIMITED (no longer approved here)

    FRN 441384

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Futures Assured Ltd (no longer approved here)

    FRN 200137

    • (8)Employed By (18 Mar 2004 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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