Nicholas John Alexander Rutledge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2024)
    • [FCA CF] Client dealing (since 7 Nov 2024)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
    • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jun 2004 to 24 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.