Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 22 Aug 2018)
- CF30 Customer (since 18 Oct 2012)
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Clark Wealth Management Ltd
FRN 589569
- Employed By (since 18 Oct 2012)
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- CF30 Customer (17 Jul 2012 to 4 Oct 2012)
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- Employed By (17 Jul 2012 to 4 Oct 2012)
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- CF30 Customer (26 Oct 2011 to 8 May 2012)
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- CF30 Customer (15 Feb 2010 to 31 Aug 2010)
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- CF30 Customer (28 Jul 2008 to 14 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.