Nicholas Jeffrey Gray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Point72 Europe (London) LLP (no longer approved here)
FRN 976744
- [FCA CF] Client dealing (9 Jan 2023 to 31 May 2024)
SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- [FCA CF] Client dealing (28 Oct 2020 to 10 Aug 2021)
Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)
FRN 769072
- [FCA CF] Client dealing (28 Oct 2020 to 10 Aug 2021)
LMR Partners LLP (no longer approved here)
FRN 504126
- CF30 Customer (1 May 2018 to 6 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Feb 2018)
- CF30 Customer (7 Nov 2013 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.