Nicholas James Woods

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
- CF30 Customer (6 Sep 2019 to 31 Aug 2025)
WRS Fornham Financial Partners Ltd (no longer approved here)
FRN 912861
- Employed By (6 Sep 2019 to 31 Aug 2025)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (25 Sep 2013 to 28 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.