Nicholas James Whittaker

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Mar 2014)
  • Four Oaks Financial Services Limited

    FRN 616095

    • (5)Employed By (since 12 Mar 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (30 Sep 2011 to 8 May 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Jun 2008 to 30 Sep 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 11 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.