Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (16 Jul 2012 to 24 Dec 2012)
  • Scottsdale IFA (K496) (no longer approved here)

    FRN 206132

    • (2)Employed By (31 May 2006 to 30 Nov 2006)
  • Hoath Independent Financial Planning (no longer approved here)

    FRN 182919

    • Employed By (12 Feb 1999 to 7 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.