Nicholas James Sparkes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stow Wealth Management Ltd (no longer approved here)
FRN 468416
- (1)Employed By (17 Jan 2018 to 1 Dec 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (7 May 2015 to 1 Dec 2018)
IG Markets Limited (no longer approved here)
FRN 195355
- CF30 Customer (21 Feb 2011 to 11 Oct 2011)

Updates to this individual's record on the FCA register.

12 hours ago
controlled function removed: Employed By at Stow Wealth Management Ltd
12 hours ago
controlled function added: (1)Employed By at Stow Wealth Management Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.