Nicholas James Reid

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- [FCA CF] Client dealing (since 27 Oct 2020)
- [FCA CF] Functions requiring qualifications (27 Oct 2020 to 26 Sep 2023)
- CF30 Customer (2 Jun 2015 to 8 Dec 2019)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (9 Sep 2008 to 21 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.