Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (20 Sep 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Sep 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Sep 2005 to 8 Dec 2019)
    • CF27 Investment Management (18 Jul 2005 to 31 Oct 2007)
    • CF1 Director (5 May 2005 to 8 Dec 2019)
  • Fidante Partners Europe Limited (no longer approved here)

    FRN 195456

    • CF21 Investment Adviser (28 Feb 2002 to 27 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.