Nicholas James Hutchings

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 29 Apr 2024)
    • CF1 Director (AR) (since 29 Apr 2024)
    • CF30 Customer (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 29 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
  • Rockwealth Reading Ltd

    FRN 1009104

    • (1)Employed By (since 29 Apr 2024)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (14 Oct 2020 to 19 Jan 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Oct 2020 to 19 Jan 2022)
    • CF30 Customer (2 Oct 2020 to 19 Jan 2022)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (2 Oct 2020 to 19 Jan 2022)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2020)
  • PROTECT AND INVEST LIMITED (no longer approved here)

    FRN 469073

    • CF30 Customer (13 Mar 2019 to 19 Jun 2020)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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