Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
    • SMF3 Executive Director (since 4 May 2021)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • [FCA CF] Material risk taker (22 Dec 2020 to 31 Aug 2022)
    • [FCA CF] Client dealing (22 Dec 2020 to 31 Aug 2022)
    • CF30 Customer (19 Nov 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 7 Dec 2012)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.