Nicholas James Dymond

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Investments Limited

    FRN 191916

    • SMF18 Other Overall Responsibility (since 11 Dec 2021)
    • [FCA CF] Client dealing (1 Mar 2021 to 28 Feb 2022)
    • [FCA CF] Significant management (1 Mar 2020 to 28 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Mar 2020 to 28 Feb 2022)
    • [FCA CF] Material risk taker (1 Mar 2020 to 28 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (21 Mar 2006 to 31 Oct 2007)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF27 Investment Management (26 Jan 2004 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.