Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (3 Jul 2023 to 2 Oct 2025)
    • [FCA CF] Manager of certification employee (3 Jul 2023 to 2 Oct 2025)
    • [FCA CF] Material risk taker (3 Jul 2023 to 31 Dec 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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