Nicholas James Bennett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 13 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Mar 2015)
  • Nautical Wealth Ltd

    FRN 955509

    • (1)Employed By (since 13 Sep 2021)
  • Tailored Solutions UK Limited (no longer approved here)

    FRN 715104

    • Employed By (27 Feb 2017 to 15 Sep 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (9 Mar 2011 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (26 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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