Nicholas Isaacs

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDF Ops Limited (no longer approved here)

    FRN 625155

    • SMF16 Compliance Oversight (17 Jan 2024 to 17 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 17 Jan 2025)
    • SMF3 Executive Director (27 Jan 2022 to 17 Jan 2025)
    • [FCA CF] Significant management (21 Feb 2020 to 17 Jan 2025)
  • LDF Operations Limited (no longer approved here)

    FRN 630633

    • SMF16 Compliance Oversight (17 Jan 2024 to 17 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 17 Jan 2025)
    • SMF3 Executive Director (27 Jan 2022 to 17 Jan 2025)
    • [FCA CF] Significant management (21 Apr 2020 to 17 Jan 2025)
  • LDF Finance No.1 Limited (no longer approved here)

    FRN 716262

    • SMF16 Compliance Oversight (17 Jan 2024 to 17 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 17 Jan 2025)
    • SMF3 Executive Director (27 Jan 2022 to 17 Jan 2025)
    • [FCA CF] Significant management (21 Apr 2020 to 17 Jan 2025)
  • LDF Finance No. 3 Limited (no longer approved here)

    FRN 716801

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 17 Jan 2025)
    • SMF16 Compliance Oversight (17 Jan 2024 to 17 Jan 2025)
    • SMF3 Executive Director (27 Jan 2022 to 17 Jan 2025)
    • [FCA CF] Significant management (21 Apr 2020 to 17 Jan 2025)
  • LDF FINANCE NO. 2 LIMITED (no longer approved here)

    FRN 717356

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 17 Jan 2025)
    • SMF16 Compliance Oversight (17 Jan 2024 to 17 Jan 2025)
    • SMF3 Executive Director (27 Jan 2022 to 17 Jan 2025)
    • [FCA CF] Significant management (21 Apr 2020 to 17 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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