Nicholas Ignatius Stephens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • [FCA CF] Material risk taker (31 Jan 2023 to 5 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2023)
    • CF30 Customer (9 Jul 2015 to 6 Jul 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (1 Jul 2016 to 9 Dec 2019)
    • [FCA CF] Client dealing (30 Jun 2016 to 9 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.