Nicholas Ian Holmes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • SMF18 Other Overall Responsibility (since 12 May 2020)
    • [FCA CF] Material risk taker (26 Jan 2024 to 1 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 1 Jun 2022)
    • [FCA CF] Significant management (1 Oct 2020 to 9 Jun 2021)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (1 Nov 2007 to 30 Nov 2018)
    • CF1 Director (29 Oct 2007 to 30 Nov 2018)
    • CF26 Customer Trading (11 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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